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M1B Set 2
SGD 29.90 Add to cart2 July 2020
CMFAS M1B Exam Question
Which of the following goods and services qualify as acceptable soft dollar receipts?
a) Premises expenses
b) Employees' salaries.
c) Direct money payment.
d) Referral fees under a referral agreement.
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M9A Set 1
SGD 29.90 Add to cart2 July 2020
CMFAS M9A Exam Question
Which of the following products are classified as products designed to protect capital?
a) Bonus certificates.
b) Equity-linked notes.
c) Reverse convertible bonds.
d) Discount certificates.
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M9 Set 1
SGD 29.90 Add to cart2 July 2020
CMFAS M9 Exam Question
Which of the following should be performed if one intends to retain the full financial responsibility of a risk?
a) Buying insurance.
b) Selling insurance.
c) Setting aside adequate emergency funds.
d) Implementing preventive measures.
