M8 Set 1-4 (PDF)
SGD 29.90
Related products
-
M3 Set 2
SGD 29.90 Add to cart2 July 2020
CMFAS M3 Exam Question
Which of the following statements regarding a Fund Management Company (FMC) is false?
a) It cannot procure the services of entities in which its CEO has controlling interests.
b) It may invest into the fund using moneys belonging to its related entities or employees.
c) It may invest customer moneys into the securities of its related entities.
d) It should ensure that there is adequate disclosure to its customers in respect of each fund that it manages.
-
M9 Set 1
SGD 29.90 Add to cart2 July 2020
CMFAS M9 Exam Question
Which of the following should be performed if one intends to retain the full financial responsibility of a risk?
a) Buying insurance.
b) Selling insurance.
c) Setting aside adequate emergency funds.
d) Implementing preventive measures.
-
M1B Set 1
SGD 29.90 Add to cart2 July 2020
CMFAS M1B Exam Question
A Representative must not directly or indirectly deal in securities which involve no change of beneficial ownership. The Representative’s only defence is if he or she can show that they had no reason to suspect that the transaction was a:
a) swap sale
b) wash sale
c) trade sale
d) time sale
