• CMFAS M1A (Set 1)

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    3 Sep 2018

    CMFAS M1A Exam Question

    A contract made on SGX-ST can be cancelled only if:

    a) delivery fails

    b) payment is not made on delivery

    c) the share registrar refuses to register a transfer

    d) the CMS licence holders to an error trade have agreed to the cancellation

  • CMFAS M1A (Set 2)

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    3 Sep 2018

    CMFAS M1A Exam Question

    The expense ratio refers to the ongoing costs of operating a fund by fund managers expressed as a percentage of the fund's:

    a) average net assets

    b) total net assets

    c) average return on investment

    d) total return on investment

  • CMFAS M1B (Set 1)

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    3 Sep 2018

    CMFAS M1B Exam Question

    A Representative must not directly or indirectly deal in securities which involve no change of beneficial ownership unless it is a:

    a) swap sale

    b) wash sale

    c) trade sale

    d) time sale

  • CMFAS M1B (Set 2)

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    3 Sep 2018

    CMFAS M1B Exam Question

    Which of the following goods and services qualify as acceptable soft dollar receipts?

    a) Premises expenses

    b) Employees' salaries.

    c) Direct money payment.

    d) Referral fees under a referral agreement.

  • Health Insurance (Set1)

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    3 Sep 2018

    Health Insurance Exam Question

    What is the Final Expense Benefit of a medical insurance policy?

    a) A benefit to waive the last payment of a hospital bill.

    b) A waiver of the deductible and co-insurance should death occur to the insured.

    c) A fixed amount of cash benefit given to the insured post-hospitalisation.

    d) A waiver of the medical expenses should treatment not cost more than a certain amount.

  • Health Insurance (Set2)

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    3 Sep 2018

    HI Exam Question

    The maximum period for which disability payouts are payable to the insured in respect of one disability period is known as the:

    a) exception period

    b) benefit period

    c) elimination period

    d) disability period

  • BCP (Set1)

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    3 Sep 2018

    BCP Exam Question

    Which of the following methods is used to ensure that an insured person does not get more than an indemnity by claiming for the same loss or damage from two insurance policies?

    a) Subrogation.

    b) Sublet.

    c) Right of Lien.

    d) Assignment.

  • ComGI (Set1)

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    3 Sep 2018

    ComGI Exam Question

    The underwriting information required for Theft Insurance include all of the following except:

    a) Type of goods to be insured.

    b) Location where goods are stored.

    c) Experience of staff or caretakers who oversee the goods.

    d) Previous claims experience.

  • PGI (Set1)

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    3 Sep 2018

    PGI Exam Question

    Which of the following will be insured under a Packaged Household Insurance policy?

    a) Loss of or damage to the property owing to its own fermentation and natural heating.

    b) Loss of or damage of property by subsidence and landslip.

    c) Confiscation or requisition of property by order of the government authority.

    d) Loss or damage to the insured’s domestic helper’s clothing.

  • FMRP (Set1)

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    3 Sep 2018

    FMRP Exam Question

    Which of the following describes the situation whereby an employee executes a personal trade in advance of a client’s or institutional order to benefit from an anticipated movement in the market price following the execution of a large trade?

    a) Front riding.

    b) Back running.

    c) Overriding.

    d) Front running.

  • FMRP (Set2)

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    3 Sep 2018

    FMRP Exam Question

    Any third-party rendering support for revaluation of a transaction is expected to assume specific responsibility.

    a) True.

    b) Not true.

    c) Not true unless these services are contractually governed.

    d) Not true if inter alia is practiced.

  • CACS 1 (Set A)

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    3 Sep 2018

    CACS 1 Exam Question

    Enhanced Due Diligence measures should be performed under all of the following situations except where there are:

    a) holdmail service requests from the client.

    b) complex structures involved.

    c) non-face-to-face business relationships.

    d) any tax-related reports from media sources on the client.

  • CACS 1 (Set B)

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    3 Sep 2018

    CACS 1 Exam Question

    Which of the following statements is FALSE with regards to a client's tax?

    a) Covered Entities should ensure that clients acknowledge in writing that they are responsible for their own tax affairs.

    b) Covered Entities can require clients to provide any information relating to their tax affairs.

    c) Covered Entities can only assess the tax-risk profile of the client after completing the onboarding process of the client.

    d) A Covered Person can ask additional questions and verify that the client’s funds are not proceeds from tax crimes.

  • CACS 2 (Set A)

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    3 Sep 2018

    CACS 2 Exam Question

    Which of the following risks are inherent in money market instruments?

    a) Liquidity risk.

    b) Reinvestment risk.

    c) Currency risk.

    d) Default risk.

  • CACS 2 (Set B)

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    3 Sep 2018

    CACS 2 Exam Question

    A flat yield curve is formed when there is a little or no difference between short and long term yields and this indicates that:

    a) investors are unsure about future economic growth and inflation.

    b) investors expect sluggish economic growth and lower inflation.

    c) investors expect strong future economic growth and higher future inflation.

    d) investors expect a higher rate of return when lending money for a longer period of time.

  • Corporate Banking Common Examination (CBCE) Paper 1 (Set A)

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    3 Sep 2018

    Corporate Banking Common Examination (CBCE) Paper 1 Question

    The provision of finance in exchange for a promise to pay at a future date is known as:

    a) Asset Lending.

    b) Credit.

    c) Security.

    d) Security Lending.

  • Corporate Banking Common Examination (CBCE) Paper 1 (Set B)

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    3 Sep 2018

    Corporate Banking Common Examination (CBCE) Paper 1 Question

    Any form of asset obtained by a credit provider from the debtor to ensure repayment of the full sum of the debt is known as:

    a) Asset Lending.

    b) Credit.

    c) Security.

    d) Security Lending.

  • Corporate Banking Common Examination (CBCE) Paper 2 (Set A)

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    3 Sep 2018

    Corporate Banking Common Examination (CBCE) Paper 2 Question

    Which of the following is a process intended to mask the proceeds obtained from crime so that they appear to come from a legitimate source?

    a) Money laundering.

    b) Terrorism financing.

    c) Embargoes.

    d) Fraud.

  • Corporate Banking Common Examination (CBCE) Paper 2 (Set B)

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    3 Sep 2018

    Corporate Banking Common Examination (CBCE) Paper 2 Question

    A person who suspects that any property indirectly originates from the proceeds of a crime but does not disclose his knowledge to an authorised person is guilty of:

    a) money laundering offence.

    b) tipping-off offence.

    c) suspicious transaction reporting (STR) offence.

    d) failure to comply with Production Order offence.