M5

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  • CMFAS M5 (Set 1)

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    3 Apr 2025

    CMFAS M5 Exam Question

    Under the Financial Advisers Regulations (FAR), unsecured credit facility does NOT include:

    a) any loan made without security.

    b) any credit facility made with security that does not exceed the market value of the assets constituting that security.

    c) any performance bond entered into by the licensed financial adviser in connection with any credit facility made by another party to its representatives.

    d) the provision of any security by the licensed financial adviser in connection with any credit facility made by another party to its representatives.

  • CMFAS M5 (Set 2)

    SGD 39.90 Add to cart

    3 Apr 2025

    CMFAS M5 Exam Question

    Under the Securities and Futures Act (SFA), an accredited investor cannot be a/an:

    a) individual

    b) corporation

    c) limited liability partnership

    d) trustee of a trust