SCI Health Insurance Set 1 (PDF)
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M9A Set 1
SGD 29.90 Add to cart2 July 2020
CMFAS M9A Exam Question
Which of the following products are classified as products designed to protect capital?
a) Bonus certificates.
b) Equity-linked notes.
c) Reverse convertible bonds.
d) Discount certificates.
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M5 Set 2
SGD 29.90 Add to cart2 July 2020
CMFAS M5 Exam Question
Under the Securities and Futures Act (SFA), an accredited investor cannot be a/an:
a) individual
b) corporation
c) limited liability partnership
d) trustee of a trust
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M3 Set 2
SGD 29.90 Add to cart2 July 2020
CMFAS M3 Exam Question
Which of the following statements regarding a Fund Management Company (FMC) is false?
a) It cannot procure the services of entities in which its CEO has controlling interests.
b) It may invest into the fund using moneys belonging to its related entities or employees.
c) It may invest customer moneys into the securities of its related entities.
d) It should ensure that there is adequate disclosure to its customers in respect of each fund that it manages.
