FMRP (Set1)

SGD 29.90

3 June 2019

FMRP Exam Question

Which of the following describes the situation whereby an employee executes a personal trade in advance of a client’s or institutional order to benefit from an anticipated movement in the market price following the execution of a large trade?

a) Front riding.

b) Back running.

c) Overriding.

d) Front running.

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  • FMRP (Set2)

    SGD 29.90 Add to cart

    3 June 2019

    FMRP Exam Question

    Any third-party rendering support for revaluation of a transaction is expected to assume specific responsibility.

    a) True.

    b) Not true.

    c) Not true unless these services are contractually governed.

    d) Not true if inter alia is practiced.