CMFAS RES 2A (Set 1)
SGD 39.90
4 Sep 2025
CMFAS RES 2A Exam Question
Which type of market manipulation describes a situation whereby a broker trades the opposite side of a customer's order with the intention to profit from the customer's order?
a) Bucketing
b) Cornering
c) Monopolising
d) Inflating
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CMFAS RES 2A (Set 2)
SGD 39.90 Add to cart4 Sep 2025
CMFAS RES 2A Exam Question
When a Cross Trade is received, the order for the leg which has the better price than the last traded price must be:
a) entered
b) cancelled
c) cross-traded
d) offset
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CMFAS RES 4 (Set 2)
SGD 39.90 Add to cart4 Sep 2025
CMFAS RES 4 Exam Question
The offeree board must make a public announcement of a takeover offer under all the following situations except where:
a) it receives notification of a firm intention of offer from a serious source but does not view the offer favourably.
b) the offeree company is the subject of rumour or speculation about a possible offer.
c) negotiations between the offeror and the offeree company include only a restricted number of people.
d) the board of a company is aware that there are negotiations between a potential offeror and the holders of shares carrying 30% or more of the voting rights of a company.
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CMFAS RES 1A (Set 2)
SGD 39.90 Add to cart4 Sep 2025
CMFAS RES 1A Exam Question
The expense ratio refers to the ongoing costs of operating a fund by fund managers expressed as a percentage of the fund's:
a) average net assets
b) total net assets
c) average return on investment
d) total return on investment
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CMFAS RES 1B (Set 2)
SGD 39.90 Add to cart4 Sep 2025
CMFAS RES 1B Exam Question
Which of the following goods and services qualify as acceptable soft dollar receipts?
a) Premises expenses
b) Employees' salaries.
c) Direct money payment.
d) Referral fees under a referral agreement.
