CMFAS M5 (Set 2)
SGD 39.90
3 Apr 2025
CMFAS M5 Exam Question
Under the Securities and Futures Act (SFA), an accredited investor cannot be a/an:
a) individual
b) corporation
c) limited liability partnership
d) trustee of a trust
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CMFAS M5 (Set 1)
SGD 39.90 Add to cart3 Apr 2025
CMFAS M5 Exam Question
Under the Financial Advisers Regulations (FAR), unsecured credit facility does NOT include:
a) any loan made without security.
b) any credit facility made with security that does not exceed the market value of the assets constituting that security.
c) any performance bond entered into by the licensed financial adviser in connection with any credit facility made by another party to its representatives.
d) the provision of any security by the licensed financial adviser in connection with any credit facility made by another party to its representatives.
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CMFAS M8A (Set 1)
SGD 39.90 Add to cart3 Apr 2025
CMFAS M8A Exam Question
Structured Funds have which of the following types of characteristics compared to other types of wrappers?
a) High administrative cost.
b) Capital guaranteed.
c) Flexibility.
d) Transparency.
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CMFAS M8 (Set 2)
SGD 39.90 Add to cart3 Apr 2025
CMFAS M8 Exam Question
Which of the following is NOT true regarding banker’s acceptances?
a) They are used to facilitate international commercial trade transactions.
b) They represent a claim on the issuing bank.
c) They have no maturity date.
d) They are issued at a discount to face value.
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CMFAS M4A (Set 1)
SGD 39.90 Add to cart3 Apr 2025
CMFAS M4A Exam Question
Which of the following statements is false regarding restrictions on dealings during a takeover offer?
a) The offeror must not sell any securities in the offeree company during the offer period except for sales before the offer has been declared unconditional as to acceptances.
b) The offeror may sell securities in the offeree company during the offer period where the sale is above the offer price.
c) The offeror can make further purchases at the same offer price after an announcement of an intention to sell the securities of the offeree company has been made.
d) All sales after the offer has been declared unconditional as to acceptances must be disclosed.
