FMRP
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FMRP (Set1)
SGD 39.90 Add to cart4 Sep 2025
FMRP Exam Question
Which of the following describes the situation whereby an employee executes a personal trade in advance of a client’s or institutional order to benefit from an anticipated movement in the market price following the execution of a large trade?
a) Front riding.
b) Back running.
c) Overriding.
d) Front running.
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FMRP (Set2)
SGD 39.90 Add to cart4 Sep 2025
FMRP Exam Question
Any third-party rendering support for revaluation of a transaction is expected to assume specific responsibility.
a) True.
b) Not true.
c) Not true unless these services are contractually governed.
d) Not true if inter alia is practiced.